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Feudalism In Europe, Its Frankish Birth And English Development
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Feudalism, A general Overview Author: Stubbs, William Feudalism: Its Frankish Birth And English Development
Part Seven
Excepting a few instances, most of which have been mentioned, it does not appear that the kings of the house of Capet acted according to the advice and deliberation of any national assembly, such as assisted the Norman sovereigns of England: nor was any consent required for the validity of their edicts; except that of the ordinary council, chiefly formed of their household officers and less powerful vassals. This is at first sight very remarkable. For there can be no doubt that the government of Henry I. or Henry II. was incomparably stronger than that of Louis VI. or Louis VII. But this apparent absoluteness of the latter was the result of their real weakness and the disorganization of the monarchy. The peers of France were infrequent in their attendance upon the king's council, because they denied its coercive authority. It was a fundamental principle that every feudal tenant was so far sovereign within the limits of his fief, that he could not be bound by any law without his consent. The king, says St. Louis in his Establishments, cannot make proclamation, that is, declare any new law, in the territory of a baron, without his consent, nor can the baron do so in that of a vavassor. ^v Thus, if legislative power be essential to sovereignty, we cannot in strictness assert the king of France to have been sovereign beyond the extent of his domanial territory. Nothing can more strikingly illustrate the dissimilitude of the French and English constitutions of government than the sentence above cited from the code of St. Louis.
[Footnote v: Ne li rois ne puet mettre ban en la terre au baron sans son assentment, ne li bers [baron] ne puet mettre ban en la terre au vavasor. Ordonnances des Rois, t. i. p. 126.]
Upon occasions when the necessity of common deliberation, or of giving to new provisions more extensive scope than the limits of a single fief, was too glaring to be overlooked, congresses of neighboring lords met in order to agree upon resolutions which each of them undertook to execute within his own domains. The king was sometimes a contracting party, but without any coercive authority over the rest. Thus we have what is called an ordinance, but, in reality, an agreement between the king (Philip Augustus), the Countess of Troyes or Champagne, and the Lord of Dampierre, ^w relating to the Jews in their domains; which agreement or ordinance, it is said, should endure "until ourselves, and the Countess of Troyes, and Guy de Dampierre, who make this contract, shall dissolve it with the consent of such of our barons as we shall summon for that purpose." ^x
[Footnote w: In former editions I have called the lord of Dampierre Count of Flanders. But it has been suggested to me that the lord of Dampierre was never Count of Flanders; his second brother married the younger sister of the heiress of that fief, who, after his death, inherited it from the elder. The ordinance related to the domains of Dampierre, in the Nivernois. This, however, makes the instance stronger against the legislative authority of the crown than as I had stated it.]
[Footnote x: Quosque nos, et comitissa, Trecensis, et Guido de Domna petra, qui hoc facimus, per nos, et illos de baronibus nostris, quos ad hoc vocare volumus, illud diffaciamus. Ordonnances des Rois, t. i. p. 29. This ordinance bears no date, but it was probably between 1218 and 1223, the year of Philip's death.]
Ecclesiastical councils were another substitute for a regular legislature; and this defect in the political constitution rendered their encroachments less obnoxious, and almost unavoidable. That of Troyes in 878, composed perhaps in part of laymen, imposed a fine upon the invaders of church property. ^y And the council of Toulouse, in 1229, prohibited the erection of any new fortresses, or the entering into any leagues, except against the enemies of religion; and ordained that judges should administer justice gratuitously, and publish the decrees of the council four times in the year. ^z
[Footnote y: Vaissette, Hist. de Languedoc, t. ii. p. 6.]
[Footnote z: Velly, t. iv. p. 132.]
The first unequivocal attempt, for it was nothing more, at general legislation, was under Louis VIII. in 1223, in an ordinance which, like several of that age, relates to the condition and usurious dealings of the Jews. It is declared in the preamble to have been enacted per assensum archiepiscoporum, episcoporum, comitum, baronum, et militum regni Franciae, qui Judaeos habent, et qui Judaeos non habent. This recital is probably untrue, and intended to cloak the bold innovation contained in the last clause of the following provision: Sciendum, quod nos et barones nostri statuimis et ordinavimus de statu Judaeorum quod nullus nostrum alterius Judaeos recipere potest vel retinere; et hoc intelligendum est tam de his qui stabilimentum juraverint quam de illis qui non juraverint. ^a This was renewed with some alteration in 1230, de communi consilio baronum nostrorum. ^b
[Footnote a: Ordonnances des Rois, t. i. p. 47.]
[Footnote b: Id. p. 53.]
But whatever obedience the vassals of the crown might pay to this ordinance, their original exemption from legislative control remained, as we have seen, unimpaired at the date of the Establishment of St. Louis, about 1269; and their ill-judged confidence in this feudal privilege still led them to absent themselves from the royal council. It seems impossible to doubt that the barons of France might have asserted the same right which those of England had obtained, that of being duly summoned by special writ, and thus have rendered their consent necessary to every measure of legislation. But the fortunes of France were different. The Establishments of St. Louis are declared to be made "par grand conseil de sages hommes et de bons clers," but no mention is made of any consent given by the barons; nor does it often, if ever, occur in subsequent ordinances of the French kings. The nobility did not long continue safe in their immunity from the king's legislative power. In the ensuing reign of Philip the Bold, Beaumanoir lays it down, though in very moderate and doubtful terms, that "when the king makes any ordinance specially for his own domains, the barons do not cease to act in their territories according to the ancient usage; but when the ordinance is general, it ought to run through the whole kingdom, and we ought to believe that it is made with good advice, and for the common benefit." ^c In another place he says, with more positiveness, that "the king is sovereign above all, and has of right the general custody of the realm, for which cause he may make what ordinances he pleases for the common good, and what he ordains ought to be observed; nor is there anyone so great but may be drawn into the king's court for default of right or for false judgment, or in matters that affect the sovereign." ^d These latter words give us a clue to the solution of the problem by what means an absolute monarchy was established in France. For though the barons would have been little influenced by the authority of a lawyer like Beaumanoir, they were much less able to resist the coercive logic of a judicial tribunal. It was in vain for them to deny the obligation of royal ordinances within their own domains, when they were compelled to acknowledge the jurisdiction of the parliament of Paris, which took a very different view of their privileges. This progress of the royal jurisdiction will fall under the next topic of inquiry, and is only now hinted at, as the probable means of confirming the absolute legislative power of the French crown.
[Footnote c: Coutumes de Beauvoisis, c. 48.]
[Footnote d: C. 34. Beaumanoir uses in one place still stronger language about the royal authority. The king, he says, may annul the releases of debts made by any one who accompanies him in military service, so that he may enforce them again; "for what it pleases him to do ought to be held as law" (c. 35). This I owe to the new edition of the "Coutumes de Beaumanoir," by M. Beugnot, 1842.]
The ultimate source, however, of this increased authority will be found in the commanding attitude assumed by the kings of France from the reign of Philip Augustus, and particularly in the annexation of the two great fiefs of Normandy and Toulouse. Though the chatelains and vavassors who had depended upon those fiefs before their reunion were, agreeably to the text of St. Louis' ordinance, fully sovereign, in respect of legislation, within their territories, yet they were little competent, and perhaps little disposed, to offer any opposition to the royal edicts; and the same relative superiority of force, which had given the first kings of the house of Capet a tolerably effective control over the vassals dependent on Paris and Orleans, while they hardly pretended to any over Normandy and Toulouse, was now extended to the greater part of the kingdom. St. Louis, in his scrupulous moderation, forbore to avail himself of all the advantages presented by the circumstances of his reign; and his Establishments bear testimony to a state of political society which, even at the moment of their promulgation, was passing away. The next thirty years after his death, with no marked crisis, and with little disturbance, silently demolished the feudal system such as had been established in France during the dark confusion of the tenth century. Philip the Fair, by help of his lawyers and his financiers, found himself, at the beginning of the fourteenth century, the real master of his subjects. ^e
[Footnote e: The reign of Philip the Fair has been very well discussed by Mably, Sismondi, and Guizot. "He changed," says the last, "monarchy into despotism; but he was not one of those despots who employ their absolute power for the public good." "On ne rencontre dans tout le cours de son regne aucune idee generale, et qui s'y rapporte au bien de ses sujets; c'est un despote egoiste, devoue a lui-meme qui regne pour lui seul." (Lecon 45.) The royal authority gained so much ascendency in his reign, that, while we have only 50 ordonnances of St. Louis in forty-two years, we have 334 of Philip IV. in about thirty.]
There was, however, one essential privilege which he could not hope to overturn by force, the immunity from taxation enjoyed by his barons. This, it will be remembered, embraced the whole extent of their fiefs, and their tenantry of every description; the king having no more right to impose a tallage upon the demesne towns of his vassals than upon themselves. Thus his resources, in point of taxation, were limited to his own domains; including certainly, under Philip the Fair, many of the noblest cities in France, but by no means sufficient to meet his increasing necessities. We have seen already the expedients employed by this rapacious monarch - a shameless depreciation of the coin, and, what was much more justifiable, the levying taxes within the territories of his vassals by their consent. Of these measures, the first was odious, the second slow and imperfect. Confiding in his sovereign authority - though recently, yet almost completely, established - and little apprehensive of the feudal principles, already grown obsolete and discountenanced, he was bold enough to make an extraordinary innovation in the French constitution. This was the convocation of the States-General, a representative body, composed of the three orders of the nation. ^f They were first convened in 1302, in order to give more weight to the king's cause in his great quarrel with Boniface VIII.; but their earliest grant of a subsidy is in 1314. Thus the nobility surrendered to the crown their last privilege of territorial independence; and, having first submitted to its appellant jurisdiction over their tribunals, next to its legislative supremacy, now suffered their own dependents to become, as it were, immediate, and a third estate to rise up almost coordinate with themselves, endowed with new franchises, and bearing a new relation to the monarchy.
[Footnote f: It is almost unanimously agreed among French writers that Philip the Fair first introduced a representation of the towns into his national assembly of States-General. Nevertheless, the Chronicles of St. Denis, and other historians of rather a late date, assert that the deputies of towns were present at a parliament in 1241, to advise the king what should be done in consequence of the Count of Angouleme's refusal of homage. Boulainvilliers, Hist. de l'Ancien Gouvernement de France, t. ii. p. 20; Villaret, t. ix. p. 125. The latter pretends even that they may be traced a century farther back; on voit deja les gens de bonnes villes assister aux etats de 1145. Ibid. But he quotes no authority for this; and his vague language does not justify us in supposing that any representation of the three estates, properly so understood, did, or indeed could, take place in 1145, while the power of the aristocracy was unbroken, and very few towns had been incorporated. If it be true that the deputies of some royal towns were summoned to the parliament of 1241, the conclusion must not be inferred that they possessed any consenting voice, nor perhaps that they formed, strictly speaking, an integrant portion of the assembly. There is reason to believe that deputies from the royal burghs of Scotland occasionally appeared at the bar of parliament long before they had any deliberative voice. - Pinkerton's Hist. of Scotland, vol. i. p. 371.
An ordinance of St. Louis, quoted in a very respectable book, Vaissette's History of Languedoc, t. iii. p. 480, but not published in the Recueil des Ordonnances, not only shows the existence, in one instance, of a provincial legislative assembly, but is the earliest proof perhaps of the tiers etat appearing as a constituent part of it. This relates to the seneschaussee, or county, of Beaucaire in Languedoc, and bears date in 1254. It provides that, if the seneschal shall think fit to prohibit the export of merchandise, he shall summon some of the prelates, barons, knights, and inhabitants of the chief towns, by whose advice he shall issue such prohibition, and not recall it, when made, without like advice. But though it is interesting to see the progressive importance of the citizens of towns, yet this temporary and insulated ordinance is not of itself sufficient to establish a constitutional right. Neither do we find therein any evidence of representation; it rather appears that the persons assisting in this assembly were notables, selected by the seneschal.
I am not aware of any instance of regular provincial estates being summoned with such full powers, although it was very common in the fourteenth century to ask their consent to grants of money, when the court was unwilling to convoke the States-General. Yet there is a passage in a book of considerable credit, the Grand Customary, or Somme Rurale of Bouteiller, which seems to render general the particular case of the seneschaussee of Beaucaire. Bouteiller wrote about the end of the fourteenth century. The great courts summoned from time to time by the baillis and seneschals were called assises. Their usual function was to administer justice, especially by way of appeal, and perhaps to redress abuses of inferior officers. But he seems to give them a more extended authority. En assise, he says, appelles, lec sages et seigneurs du pais, peuvent estre mises sus nouvelles constitutions, et ordonnances sur le pais et destruites autre que seront grevables, et en autre temps non, et doivent etre publiees safin que nul ne les pueust ignorer, et lors ne les peut ne doit jamais nul redarguer. - Mem. de l'Acad. des Inscriptions, t. xxx. p. 606.
The taille was assessed by respectable persons chosen by the advice of the parish priests and others, which gave the people a sort of share in the repartition, to use a French term, of public burdens; a matter of no small importance where a tax is levied on visible property. Ordonnances des Rois, p. 291; Beaumanoir, p. 269. This, however, continued, I believe, to be the practice in later times; I know it is so in the present system of France, and is perfectly distinguishable from a popular consent to taxation.]
It is impossible not to perceive the motives of Philip in embodying the deputies of towns as a separate estate in the national representation. He might, no question, have convoked a parliament of his barons, and obtained a pecuniary contribution, which they would have levied upon their burgesses and other tenants. But, besides the ulterior policy of diminishing the control of the barons over their dependents, he had good reason to expect more liberal aid from the immediate representatives of the people than through the concession of a dissatisfied aristocracy. "He must be blind, indeed," says Pasquier, "who does not see that the roturier was expressly summoned to this assembly, contrary to the ancient institutions of France, for no other reason than that, inasmuch as the burden was intended to fall principally upon him, he might engage himself so far by promise, that he could not afterwards murmur or become refractory." ^g Nor would I deny the influence of more generous principles; the example of neighboring countries, the respect due to the progressive civilization and opulence of the towns, and the application of that ancient maxim of the northern monarchies, that whoever was elevated to the perfect dignity of a freeman acquired a claim to participate in the imposition of public tributes.
[Footnote g: Recherches de la France, 1. ii. c. 7.]
It is very difficult to ascertain the constitutional rights of the States-General, claimed or admitted, during forty years after their first convocation. If, indeed, we could implicitly confide in an historian of the sixteenth century, who asserts that Louis Hutin bound himself and his successors not to levy any tax without the consent of the three estates, the problem would find its solution. ^h This ample charter does not appear in the French archives; and though by no means to be rejected on that account, when we consider the strong motives for its destruction, cannot fairly be adduced as an authentic fact. Nor can we altogether infer, perhaps, from the collection of ordinances, that the crown had ever intentionally divested itself of the right to impose tallages on its domanial tenants. All others, however, were certainly exempted from that prerogative; and there seems to have been a general sentiment that no tax whatever could be levied without free consent of the estates. ^i Louis Hutin, in a charter granted to the nobles and burgesses of Picardy, promises to abolish the unjust taxes (maltotes) imposed by his father; ^j and in another instrument, called the charter of Normandy, declares that he renounces for himself and his successors all undue tallages and exactions, except in case of evident utility. ^k This exception is doubtless of perilous ambiguity; yet, as the charter was literally wrested from the king by an insurrectionary league, it might be expected that the same spirit would rebel against his royal interpretation of state-necessity. His successor, Philip the Long, tried the experiment of a gabelle, or excise upon salt. But it produced so much discontent that he was compelled to assemble the States-General, and to publish an ordinance, declaring that the impost was not designed to be perpetual, and that, if a sufficient supply for the existing war could be found elsewhere, it should instantly determine. ^l Whether this was done I do not discover; nor do I conceive that any of the sons of Philip the Fair, inheriting much of his rapacity and ambition, abstained from extorting money without consent. Philip of Valois renewed and augmented the duties on salt by his own prerogative, nor had the abuse of debasing the current coin been ever carried to such a height as during his reign and the first years of his successor. These exactions, aggravated by the smart of a hostile invasion, produced a very remarkable concussion in the government of France.
[Footnote h: Boulainvilliers (Hist. de l'Anc. Gouvernement, t. ii. p. 128) refers for this to Nicholas Gilles, a chronicler of no great repute.]
[Footnote i: Mably, Observat. sur l'Hist. de France, 1. v. c. 1, is positive against the right of Philip the Fair and his successors to impose taxes. Montlosier (Monarchie Francaise, t.i. p. 202) is of the same opinion. In fact, there is reason to believe that the kings in general did not claim that prerogative absolutely, whatever pretexts they might set up for occasional stretches of power.]
[Footnote j: Ordonnances des Rois, t. i. p. 566.]
[Footnote k: Ibid, t. i. p. 679.]
[Footnote l: Ordonnances des Rois, t.i. p. 589.]
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