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Feudalism In Europe, Its Frankish Birth And English Development
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Feudalism, A general Overview Author: Stubbs, William Feudalism: Its Frankish Birth And English Development
Part Four
Analysis of the Feudal System - Its local Extent - View of the different Orders of Society during the Feudal Ages - Nobility - Their Ranks and Privileges - Clergy - Freemen - Serfs or Villeins - Comparative State of France and Germany - Privileges enjoyed by the French Vassals - Right of Coining Money - And of private War - Immunity from Taxation - Historical View of the Royal Revenue in France - Methods Adopted to Augment it by Depreciation of the Coin, etc. - Legislative Power - Its State under the Merovingian Kings and Charlemagne - His Councils - Suspension of any General Legislative Authority during the Prevalence of Feudal Principles - The King's Council - Means adopted to supply the Want of a National Assembly - Gradual Progress of the King's Legislative Power - Philip IV. assembles the States-General - Their Powers limited to Taxation - States under the Sons of Philip IV. - States of 1355 and 1356 - They nearly effect an entire Revolution - The Crown recovers its Vigor - States of 1380, under Charles VI. - Subsequent Assemblies under Charles VI. and Charles becomes more and more absolute - Louis XI. - States of Tours in 1484 - Historical View of Jurisdiction in France - Its earliest Stage under the first Race of Kings and Charlemagne - Territorial Jurisdiction - Feudal Courts of Justice - Trial by Combat - Code of St. Louis - The Territorial Jurisdictions give way - Progress of the Judicial Power of the Crown - Parliament of Paris - Peers of France - Increased Authority of the Parliament - Registration of Edicts - Causes of the Decline of the Feudal System - Acquisitions of Domain by the Crown - Charters of Incorporation granted to Towns - Their previous Condition - First Charters in the Twelfth Century - Privileges contained in them - Military Service of Feudal Tenants commuted for Money - Hired Troops - Change in the Military System of Europe - General View of the Advantages and Disadvantages attending the Feudal System.
The advocates of a Roman origin for most of the institutions which we find in the kingdoms erected on the ruins of the empire are naturally prone to magnify the analogies to feudal tenure which Rome presents to us, and even to deduce it either from the ancient relation of patron and client, and that of personal commendation, which was its representative in a later age, or from the frontier lands granted in the third century to the Laeti, or barbarian soldiers, who held them, doubtless, subject to a condition of military service. The usage of commendation especially, so frequent in the fifth century, before the conquest of Gaul, as well as afterwards, does certainly bear a strong analogy to vassalage, and I have already pointed it out as one of its sources. It wanted, however, that definite relation to the tenure of land which distinguished the latter. The royal Antrustio (whether the word commendatus were applied to him or not) stood bound by gratitude and loyalty to his sovereign, and in a very different degree from a common subject; but he was not perhaps strictly a vassal till he had received a territorial benefice. ^a The complexity of subinfeudation could have no analogy in commendation.
[Footnote a: This word "vassal" is used very indefinitely; it means, in its original sense, only a servant or dependant. But in the continental records of histories we commonly find it applied to feudal tenants.]
The grants to veterans and to the Laeti are so far only analogous to fiefs that they established the principle of holding lands on a condition of military service. But this service was no more than what, both under Charlemagne and in England, if not in other times and places, the allodial freeholder was bound to render for the defence of the realm; it was more commonly required, because the lands were on a barbarian frontier; but the duty was not even very analogous to that of a feudal tenant. ^b The essence of a fief seems to be, that its tenant owed fealty to a lord, and not to the state or the sovereign; the lord might be the latter, but it was not, feudally speaking, as a sovereign that he was obeyed. This is, therefore, sufficient to warrant us in tracing the real theory of feuds no higher than the Merovingian history in France; their full establishment, as has been seen, is considerably later. But the preparatory steps in the constitutions of the declining empire are of considerable importance, not merely as analogies, but as predisposing circumstances, and even germs to be subsequently developed. The beneficiary tenure of lands could not well be brought by the conquerors from Germany; but the donatives of arms or precious metals bestowed by the chiefs on their followers were also analogous to fiefs; and, as the Roman institutions were one source of the law of tenure, so these were another.
[Footnote b: If Gothofred is right in his construction of the tenure of these Laeti, they were not even generally liable to this part of our trinoda necessitas, but only to conscription for the legions. Et ea tamen conditione terras illis excolendas Laeti consequebantur, ut delectibus quoque ob noxii essent et legionibus insererentur (Not. ad Cod. Theod. l. vii. tit. 20, c. 12). Sir Francis Palgrave, however, says, - "The duty of bearing arms was inseparably connected with the property." (English Commonwealth, i. 354.) This is too equivocal; but he certainly means more than Gothofred; he supposes a permanent universal obligation to render service in all public warfare.]
It is of great importance to be on our guard against seeming analogies which vanish when they are closely observed. We should speak inaccurately if we were to use the word feudal for the service of the Irish or Highland clans to their chieftain; their tie was that of imagined kindred and respect for birth, not the spontaneous compact of vassalage. Much less can we extend the name of feud, though it is sometimes strangely misapplied, to the polity of Poland and Russia. All the Polish nobles were equal in rights, and independent of each other; all who were less than noble were in servitude. No government can be more opposite to the long gradations and mutual duties of the feudal system. ^c
[Footnote c: In civil history many instances might be found of feudal ceremonies in countries not regulated by the feudal law. Thus Selden has published an infeudation of a vayvod of Moldavia by the King of Poland, A.D. 1485, in the regular forms, vol. iii. p. 514. But these political fiefs have hardly any connection with the general system, and merely denote the subordination of one prince or people to another.]
The regular machinery and systematic establishment of feuds, in fact, may be considered as almost confined to the dominions of Charlemagne, and to those countries which afterwards derived it from thence. In England it can hardly be thought to have existed in a complete state before the Conquest. Scotland, it is supposed, borrowed it soon after from her neighbor. The Lombards of Benevento had introduced feudal customs into the Neapolitan provinces, which the Norman conquerors afterwards perfected. Feudal tenures were so general in the kingdom of Aragon, that I reckon it among the monarchies which were founded upon that basis. ^d Charlemagne's empire, it must be remembered, extended as far as the Ebro. But in Castile ^e and Portugal they were very rare, and certainly could produce no political effect. Benefices for life were sometimes granted in the kingdoms of Denmark and Bohemia. ^f Neither of these, however, nor Sweden, nor Hungary, come under the description of countries influenced by the feudal system. ^g That system, however, after all these limitations, was so extensively diffused, that it might produce confusion as well as prolixity to pursue collateral branches of its history in all the countries where it prevailed. But this embarrassment may be avoided without any loss, I trust, of important information. The English constitution will find its place in another portion of these volumes; and the political condition of Italy, after the eleventh century, was not much affected, except in the kingdom of Naples, by the laws of feudal tenure. I shall confine myself, therefore, chiefly to France and Germany; and far more to the former than the latter country. But it may be expedient first to contemplate the state of society in its various classes during the prevalence of feudal principles, before we trace their influence upon the national government.
[Footnote d: It is probable that feudal tenure was as ancient in the north of Spain as in the contiguous provinces of France. But it seems to have chiefly prevailed in Aragon about the twelfth and thirteenth centuries, when the Moors south of the Ebro were subdued by the enterprise of private nobles, who, after conquering estates for themselves, did homage for them to the king. James I., upon the reduction of Valencia, granted lands by way of fief, on condition of defending that kingdom against the Moors, and residing personally upon the estate. Many did not perform this engagement, and were deprived of the lands in consequence. It appears by the testament of this monarch that feudal tenures subsisted in every part of his dominions. - Martenne, Thesaurus Anecdotorum, t. i. p. 1141, 1155. An edict of Peter II. in 1210 prohibits the alienation of emphyteuses without the lord's consent. It is hard to say whether regular fiefs are meant by this word. - De Marca, Marca Hispanica, p. 1396. This author says that there were no arriere-fiefs in Catalonia.
The Aragonese fiefs appear, however, to have differed from those of other countries in some respects. Zurita mentions fiefs according to the custom of Italy, which he explains to be such as were liable to the usual feudal aids for marrying the lord's daughter, and other occasions. We may infer, therefore, that these prestations were not customary in Aragon. - Anales de Aragon, t. ii. p. 62.]
[Footnote e: What is said of vassalage in Alfonzo X.'s code, Las siete partidas, is short and obscure; nor am I certain that it meant anything more than voluntary commendation, the custom mentioned in the former part of this chapter, from which the vassal might depart at pleasure. See, however, Du Cange, v. Honor, where authorities are given for the existence of Castilian fiefs; and I have met with occasional mention of them in history. I believe that tenures of this kind were introduced in the fourteenth and fifteenth centuries; but not to any great extent. - Marina, Teoria de las Cortes, t. iii. p. 14. Tenures of a feudal nature, as I collect from Freirii Institut. Juris Lusitani, tom. ii. t. 1 and 3, existed in Portugal, though the jealousy of the crown prevented the system from being established. There were even territorial jurisdictions in that kingdom, though not, at least originally, in Castile.]
[Footnote f: Daniae regni politicus status. Elzevir, 1629. Stransky, Respublica Bohemica, ib. In one of the oldest Danish historians, Sweno, I have noticed this expression: Waldemarus, patris tunc potitus feodo. Langebek, Scrip. Rerum Danic. t. i. p. 62. By this he means the duchy of Sleswic, not a fief, but an honor or government possessed by Waldemar. Saxo Grammaticus calls it more classically, paternae praefecturae dignitas. Sleswic was, in later times, sometimes held as a fief; but this does not in the least imply that lands in Denmark proper were feudal, of which I find no evidence.]
[Footnote g: Though there were no feudal tenures in Sweden, yet the nobility and others were exempt from taxes on condition of serving the king with a horse and arms at their own expense; and a distinction was taken between liber and tributarius. But any one of the latter might become of the former class, or vice versa. - Sueciae descriptio. Elzevir, 1631, p. 92.]
It has been laid down already was most probable that no proper aristocracy, except that of wealth, was known under the early kings of France; and it was hinted that hereditary benefices, or, in other words, fiefs, might supply the link that was wanting between personal privileges and those of descent. The possessors of beneficiary estates were usually the richest and most conspicuous individuals in the state. They were immediately connected with the crown, and partakers in the exercise of justice and royal counsels. Their sons now came to inherit this eminence; and, as fiefs were either inalienable, or at least not very frequently alienated, rich families were kept long in sight; and, whether engaged in public affairs or living with magnificence and hospitality at home, naturally drew to themselves popular estimation. The dukes and counts, who had changed their quality of governors into that of lords over the provinces intrusted to them, were at the head of this noble class. And in imitation of them, their own vassals, as well as those of the crown, and even rich allodialists, assumed titles from their towns or castles, and thus arose a number of petty counts, barons, and viscounts. This distinct class of nobility became coextensive with the feudal tenures. ^h For the military tenant, however poor, was subject to no tribute; no prestation, but service in the field; he was the companion of his lord in the sports and feasting of his castle, the peer of his court; he fought on horseback, he was clad in the coat of mail, while the commonalty, if summoned at all to war, came on foot, and with no armor of defence. As everything in the habits of society conspired with that prejudice which, in spite of moral philosophers, will constantly raise the profession of arms above all others, it was a natural consequence that a new species of aristocracy, founded upon the mixed considerations of birth, tenure, and occupation, sprang out of the feudal system. Every possessor of a fief was a gentleman, though he owned but a few acres of land, and furnished his slender contribution towards the equipment of a knight. In the Libri Feudorum, indeed, those who were three degrees removed from the emperor in order to tenancy are considered as ignoble; ^i but this is restrained to modern investitures; and in France, where subinfeudation was carried the farthest, no such distinction has met my observation. ^j
[Footnote h: M. Guerard observes that in the Chartulary of Chartres, exhibiting the usages of the eleventh and beginning of the twelfth centuries, "La noblesse s'y montre completement constitutee; c'est a dire, privilegiee et hereditaire. Elle peut etre divisee en haute, moyenne, et basse." By the first he understands those who held immediately of the crown; the middle nobility were mediate vassals, but had rights of jurisdiction, which the lower had not. (Prolegomenes a la Cartulaire de Chartres, p. 30.)]
[Footnote i: L. ii. t. 10.]
[Footnote j: The nobility of an allodial possession, in France, depended upon its right to territorial jurisdiction. Hence there were franc-aleux nobles and franc-aleux roturiers; the latter of which were subject to the jurisdiction of the neighboring lord. Loiseau, Traite des Seigneuries, p. 76. Denisart, Dictionnaire des Decisions, art. Franc-aleu.]
There still, however, wanted something to ascertain gentility of blood where it was not marked by the actual tenure of land. This was supplied by two innovations devised in the eleventh and twelfth centuries - the adoption of surnames and of armorial bearings. The first are commonly referred to the former age, when the nobility began to add the names of their estates to their own, or, having any way acquired a distinctive appellation, transmitted it to their posterity. ^k As to armorial bearings, there is no doubt that emblems somewhat similar have been immemorially used both in war and peace. The shields of ancient warriors, and devices upon coins or seals, bear no distant resemblance to modern blazonry. But the general introduction of such bearings, as hereditary distinctions, has been sometimes attributed to tournaments, wherein the champions were distinguished by fanciful devices; sometimes to the crusades, where a multitude of all nations and languages stood in need of some visible token to denote the banners of their respective chiefs. In fact, the peculiar symbols of heraldry point to both these sources, and have been borrowed in part from each. ^l Hereditary arms were perhaps scarcely used by private families before the beginning of the thirteenth century. ^m From that time, however, they became very general, and have contributed to elucidate that branch of history which regards the descent of illustrious families.
[Footnote k: Mabillon, Traite de Diplomatique, l. ii. c. 7. The authors of
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